Doherty, Neil Michael

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IFM Investors (HK) Limited	RO	Advising on securities	2019-11-05	-
	RO	Asset management	2019-11-05	-
	RO	Dealing in securities	2019-11-05	-
	Rep	Advising on securities	2018-08-10	2019-11-05
	Rep	Asset management	2018-08-10	2019-11-05
	Rep	Dealing in securities	2018-08-10	2019-11-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IFM Investors (HK) Limited	RO	Advising on securities	2019-11-05	-
	RO	Asset management	2019-11-05	-
	RO	Dealing in securities	2019-11-05	-
	Rep	Advising on securities	2018-08-10	2019-11-05
	Rep	Asset management	2018-08-10	2019-11-05
	Rep	Dealing in securities	2018-08-10	2019-11-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.