Personnel Hong Kong SFC License Details (ID 2180765)

Personnel Hong Kong SFC License Details (ID 2180765)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CA Premium International (HK) Limited	Rep	Leveraged foreign exchange trading	2017-07-04	2019-07-12
Yuanta Securities (Hong Kong) Company Limited	Rep	Leveraged foreign exchange trading	2016-06-02	2016-10-31
	Rep	Dealing in futures contracts	2016-06-02	2017-06-19
	Rep	Dealing in securities	2016-06-02	2017-06-19
CA Premium International (HK) Limited	Rep	Leveraged foreign exchange trading	2014-02-19	2016-05-21
KVB Kunlun Securities (HK) Limited	Rep	Dealing in securities	2013-12-16	2016-05-21