Personnel Hong Kong SFC License Details (ID 2180772)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Pantheum Capital Limited	Rep	Advising on securities	2026-08-20	-
	Rep	Asset management	2026-08-20	-
Mega Success Investment Management Limited	RO	Advising on securities	2021-10-08	2026-05-31
	RO	Asset management	2021-10-08	2026-05-31
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2019-06-11	2019-06-20
	Rep	Asset management	2019-06-11	2019-06-20
	Rep	Dealing in securities	2019-06-11	2019-06-20
Glory Sun Securities Limited	Rep	Advising on securities	2018-05-07	2019-04-14
	Rep	Asset management	2018-05-07	2019-04-14
	Rep	Dealing in futures contracts	2018-05-07	2019-04-14
	Rep	Dealing in securities	2018-05-07	2019-04-14
Sun International Investment Services Limited	Rep	Advising on securities	2017-04-10	2017-07-30
	Rep	Asset management	2017-04-10	2017-07-30
	Rep	Dealing in securities	2017-04-10	2017-07-30
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2016-03-11	2017-03-31
	Rep	Dealing in securities	2016-03-11	2017-03-31
Imperium International Asset Management Limited	Rep	Advising on securities	2015-04-15	2016-02-29
	Rep	Asset management	2015-04-15	2016-02-29
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-11-17	2015-03-16
	Rep	Dealing in securities	2013-12-16	2015-03-16