Personnel Hong Kong SFC License Details (ID 2181505)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LAZARD ASIA (HONG KONG) LIMITED	Rep	Advising on corporate finance	2015-09-16	2018-04-27
	Rep	Advising on securities	2015-09-16	2018-04-27
	Rep	Dealing in securities	2015-09-16	2018-04-27
Wells Fargo Securities Asia Limited	Rep	Advising on corporate finance	2015-01-20	2015-07-03
	Rep	Advising on securities	2015-01-20	2015-07-03
	Rep	Dealing in securities	2015-01-20	2015-07-03
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2013-12-17	2014-09-03