Personnel Hong Kong SFC License Details (ID 2181899)

Personnel Hong Kong SFC License Details (ID 2181899)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on futures contracts	2016-09-02	2016-11-29
	Rep	Advising on securities	2016-09-02	2016-11-29
	Rep	Dealing in futures contracts	2016-09-02	2016-11-29
	Rep	Dealing in securities	2016-09-02	2016-11-29
HGNH International Forex Co., Limited	Rep	Leveraged foreign exchange trading	2014-12-17	2016-08-25
HGNH International Securities Co., Limited	Rep	Dealing in securities	2014-08-01	2016-08-25
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2013-12-18	2016-08-25