Personnel Hong Kong SFC License Details (ID 21828)

Personnel Hong Kong SFC License Details (ID 21828)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FB SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2004-12-10	2010-01-01
	RO	Advising on securities	2004-12-10	2010-01-01
	RO	Asset management	2004-12-10	2010-01-01
	RO	Dealing in securities	2004-12-10	2010-01-01
Fubon Fund Management (Hong Kong) Limited	RO	Advising on securities	2004-12-10	2010-01-01
	RO	Asset management	2004-12-10	2010-01-01
	RO	Dealing in securities	2004-12-10	2010-01-01
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	RO	Advising on corporate finance	-	2004-01-27