Personnel SFC Licences and HKMA Registrations (ID 2182868)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Apollo Management Asia Pacific Limited	Rep	Advising on securities	2024-04-16	-
	Rep	Dealing in securities	2024-04-16	-
Belvest Investment Services Limited	Rep	Advising on securities	2024-03-20	2024-04-02
	Rep	Dealing in securities	2024-03-20	2024-04-02
Vesttoo Hong Kong Limited	RO	Dealing in securities	2023-03-30	2023-10-21
ODYSSEY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2020-05-19	2022-03-18
	Rep	Dealing in securities	2020-05-19	2022-03-18
HSZ (HONG KONG) LIMITED	Rep	Advising on securities	2018-12-19	2019-11-01
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2013-12-19	2016-08-05
	Rep	Dealing in securities	2013-12-19	2016-08-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.