Personnel Hong Kong SFC License Details (ID 21833)

Personnel Hong Kong SFC License Details (ID 21833)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	RO	Dealing in futures contracts	2018-06-20	2020-12-31
Everbright Securities Global (HK) Limited	RO	Dealing in securities	2016-06-08	2020-12-31
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2003-11-08
	Rep	Asset management	-	2003-11-08
	Rep	Dealing in futures contracts	-	2018-06-20
Everbright Securities Investment Services (HK) Limited	RO	Providing automated trading services	-	2003-07-07
	RO	Advising on corporate finance	-	2003-11-08
	RO	Advising on securities	-	2003-11-08
	RO	Asset management	-	2003-11-08
	RO	Dealing in securities	-	2020-12-31
SUN TAI CHEUNG CREDITS LIMITED	Rep	Securities margin financing	-	2004-10-19