| Capula Investment Management Asia Limited | Rep | Asset management | 2023-10-10 | - |
| Rep | Dealing in securities | 2023-10-10 | - |
| Rep | Dealing in securities | 2023-07-03 | 2023-07-31 |
| Rep | Dealing in securities | 2023-04-14 | 2023-04-30 |
| Rep | Dealing in securities | 2022-10-21 | 2022-11-19 |
| BFAM Partners (Hong Kong) Limited | Rep | Asset management | 2019-05-08 | 2021-10-25 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2019-04-19 |
| Rep | Dealing in securities | 2016-12-19 | 2019-04-19 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-06-10 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2016-06-10 | 2019-04-19 |
| Rep | Dealing in securities | 2016-06-10 | 2019-04-19 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-06-10 | 2016-12-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-07-27 | 2016-03-15 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-07-27 | 2016-03-15 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-12-23 | 2014-06-20 |
| Rep | Dealing in securities | 2013-12-23 | 2014-06-20 |