| ALL WELL CAPITAL LIMITED | RO | Advising on securities | 2023-01-10 | 2025-10-31 |
| Rep | Asset management | 2023-01-10 | 2025-10-31 |
| GRAND VIEW SECURITIES LIMITED | RO | Dealing in securities | 2021-09-28 | 2024-05-20 |
| Rep | Dealing in securities | 2021-08-06 | 2021-09-28 |
| K.K.M. SECURITIES LIMITED | RO | Dealing in securities | 2020-12-29 | 2021-01-26 |
| Rep | Dealing in securities | 2020-12-04 | 2020-12-29 |
| Yuan Tong Global Securities Limited | RO | Advising on securities | 2020-01-30 | 2020-11-16 |
| RO | Dealing in securities | 2020-01-30 | 2020-11-16 |
| Yuan Tong Global Asset Management Limited | Rep | Asset management | 2019-09-17 | 2020-11-16 |
| Yuan Tong Global Securities Limited | Rep | Advising on securities | 2019-09-17 | 2020-01-30 |
| Rep | Dealing in securities | 2019-09-17 | 2020-01-30 |
| ALL WELL CAPITAL LIMITED | Rep | Advising on securities | 2018-10-05 | 2019-07-31 |
| Rep | Asset management | 2018-10-05 | 2019-07-31 |
| GRAND VIEW SECURITIES LIMITED | RO | Dealing in securities | 2017-10-06 | 2019-07-31 |
| Rep | Dealing in securities | 2017-08-08 | 2017-10-06 |
| SUPREME CHINA SECURITIES LIMITED | RO | Dealing in securities | 2017-04-26 | 2017-06-30 |
| Rep | Dealing in securities | 2014-10-20 | 2017-04-26 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-12-27 | 2014-09-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-12-27 | 2014-09-11 |