Personnel Hong Kong SFC License Details (ID 2185897)

Personnel Hong Kong SFC License Details (ID 2185897)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2018-07-27	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2018-07-27	-
TIAN YUAN FINANCE (INDEX TRADING) LIMITED	Rep	Dealing in futures contracts	2016-11-25	2018-07-24
TIAN YUAN FINANCE LIMITED	Rep	Dealing in securities	2016-05-24	2018-07-24
NINE RIVERS CAPITAL PARTNERS LIMITED	Rep	Dealing in securities	2015-10-16	2016-05-17
Golden Hen Securities and Futures Limited	Rep	Dealing in futures contracts	2013-12-27	2015-10-01
	Rep	Dealing in securities	2013-12-27	2015-10-01