| CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH) | RO | Asset management | 2026-07-30 | - |
| RO | Dealing in securities | 2025-10-17 | - |
| RO | Advising on securities | 2025-07-04 | - |
| Rep | Asset management | 2025-06-26 | 2026-07-30 |
| Rep | Advising on securities | 2025-05-30 | 2025-07-04 |
| iCapital Hong Kong Limited | RO | Advising on securities | 2023-11-28 | 2025-02-06 |
| RO | Dealing in securities | 2023-11-28 | 2025-02-06 |
| Rep | Advising on securities | 2023-10-10 | 2023-11-28 |
| Rep | Dealing in securities | 2023-10-10 | 2023-11-28 |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2021-04-21 | 2023-06-21 |
| Rep | Dealing in securities | 2021-04-21 | 2023-06-21 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-04-21 | 2023-06-21 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2018-07-13 | 2020-02-08 |
| Rep | Asset management | 2018-07-13 | 2020-02-08 |
| Yunfeng Securities Limited | Rep | Advising on securities | 2017-05-12 | 2018-06-15 |
| Yunfeng Asset Management Limited | Rep | Asset management | 2016-07-27 | 2018-06-15 |
| Yunfeng Financial Markets Limited | Rep | Advising on securities | 2016-07-27 | 2018-06-15 |
| Rep | Asset management | 2016-07-27 | 2018-06-15 |
| Rep | Dealing in securities | 2016-07-27 | 2018-06-15 |
| Yunfeng Securities Limited | Rep | Dealing in securities | 2016-07-27 | 2018-06-15 |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2015-07-13 | 2016-05-27 |
| Rep | Advising on securities | 2013-12-27 | 2016-05-27 |
| Rep | Dealing in securities | 2013-12-27 | 2016-05-27 |