Loh, Yeong Shang

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neo Risk Investment Advisors Limited	RO	Advising on securities	2020-03-25	-
	RO	Asset management	2020-03-25	-
	Rep	Asset management	2018-11-12	2020-03-25
	Rep	Advising on securities	2018-08-10	2020-03-25
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2013-12-31	2018-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neo Risk Investment Advisors Limited	RO	Advising on securities	2020-03-25	-
	RO	Asset management	2020-03-25	-
	Rep	Asset management	2018-11-12	2020-03-25
	Rep	Advising on securities	2018-08-10	2020-03-25
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2013-12-31	2018-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.