Personnel Hong Kong SFC License Details (ID 2187345)

Personnel Hong Kong SFC License Details (ID 2187345)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2026-03-23	-
	Rep	Dealing in securities	2026-03-23	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2026-03-23	-
	Rep	Dealing in securities	2026-03-23	-
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2018-05-31	2023-12-21
	Rep	Dealing in securities	2018-05-31	2023-12-21
Shang International Finance Limited	Rep	Advising on corporate finance	2014-05-19	2016-06-24
	Rep	Advising on securities	2014-05-19	2016-06-24
	Rep	Dealing in securities	2014-05-19	2016-06-24
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2013-12-31	2014-05-12