Personnel Hong Kong SFC License Details (ID 21875)

Personnel Hong Kong SFC License Details (ID 21875)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2013-03-12	2026-08-14
	Rep	Dealing in securities	2012-12-12	2026-08-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2011-08-15	2012-08-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-02-03	2012-08-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-02-03	2012-08-25
iBest Securities Company Limited	Rep	Dealing in securities	2005-02-03	2012-08-25