Personnel SFC Licences and HKMA Registrations (ID 2188266)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-01-02	2019-12-31
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2014-01-02	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.