Personnel Hong Kong SFC License Details (ID 2188269)

Personnel Hong Kong SFC License Details (ID 2188269)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2020-05-11	2025-07-01
	RO	Advising on securities	2019-08-01	2025-07-01
	RO	Dealing in securities	2019-08-01	2025-07-01
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Providing automated trading services	2017-11-02	2019-03-31
	RO	Advising on futures contracts	2014-02-11	2019-03-31
	RO	Advising on securities	2014-02-11	2019-03-31
	RO	Dealing in futures contracts	2014-02-11	2019-03-31
	RO	Dealing in securities	2014-02-11	2019-03-31
	Rep	Advising on futures contracts	2014-01-02	2014-02-11
	Rep	Advising on securities	2014-01-02	2014-02-11
	Rep	Dealing in futures contracts	2014-01-02	2014-02-11
	Rep	Dealing in securities	2014-01-02	2014-02-11
	Rep	Providing automated trading services	2014-01-02	2017-07-21