Personnel Hong Kong SFC License Details (ID 2188305)

Personnel Hong Kong SFC License Details (ID 2188305)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2025-05-09	2025-05-16
	Rep	Dealing in securities	2024-04-22	2024-04-26
	Rep	Dealing in securities	2023-05-02	2023-05-07
	Rep	Dealing in securities	2018-08-31	2018-09-08
	Rep	Dealing in securities	2018-04-16	2018-04-19
	Rep	Dealing in securities	2017-06-21	2017-06-24
	Rep	Dealing in securities	2016-06-13	2016-06-19
	Rep	Dealing in securities	2016-04-18	2016-04-20
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2014-01-03	2014-08-28