Personnel Hong Kong SFC License Details (ID 2190315)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM Schroder Asset Management (Hong Kong) Company Limited	RO	Asset management	2019-04-01	2022-04-30
	RO	Advising on securities	2014-04-08	2022-04-30
	RO	Dealing in securities	2014-04-08	2022-04-30
	Rep	Advising on securities	2014-01-06	2014-04-08
	Rep	Asset management	2014-01-06	2014-04-23