Personnel SFC Licences and HKMA Registrations (ID 2191036)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	Rep	Advising on securities	2024-10-30	-
LONG SHINE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2024-07-22	2024-10-04
BNP PARIBAS ASSET MANAGEMENT APAC LIMITED	Rep	Dealing in securities	2018-12-04	2023-02-27
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on securities	2014-01-07	2017-08-11
BNP PARIBAS ASSET MANAGEMENT APAC LIMITED	Rep	Advising on securities	2014-01-07	2023-02-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.