Personnel Hong Kong SFC License Details (ID 2191723)

Personnel Hong Kong SFC License Details (ID 2191723)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2025-11-03	2025-11-06
	Rep	Advising on securities	2025-06-13	2025-06-18
	Rep	Advising on securities	2024-09-16	2024-09-23
	Rep	Advising on securities	2024-01-30	2024-02-02
	Rep	Advising on securities	2023-06-16	2023-06-21
	Rep	Dealing in securities	2023-06-16	2023-06-21
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2019-10-08	2019-10-10
	Rep	Advising on securities	2019-02-26	2019-03-01
	Rep	Advising on securities	2015-11-25	2015-11-27
	Rep	Dealing in securities	2015-11-25	2015-11-27
	Rep	Advising on securities	2014-04-09	2014-04-11
	Rep	Dealing in securities	2014-04-09	2014-04-11
	Rep	Advising on securities	2014-01-08	2014-01-11
	Rep	Dealing in securities	2014-01-08	2014-01-11