Personnel SFC Licences and HKMA Registrations (ID 2191725)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED	RO	Advising on corporate finance	2025-10-30	-
	RO	Asset management	2023-04-13	-
	RO	Advising on futures contracts	2021-12-02	-
	RO	Advising on securities	2021-12-02	-
	RO	Dealing in futures contracts	2021-12-02	-
	RO	Dealing in securities	2021-12-02	-
	Rep	Advising on futures contracts	2021-10-18	2021-12-02
	Rep	Advising on securities	2021-10-18	2021-12-02
	Rep	Dealing in futures contracts	2021-10-18	2021-12-02
	Rep	Dealing in securities	2021-10-18	2021-12-02
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2019-07-18	2021-09-13
	Rep	Dealing in futures contracts	2019-07-18	2021-09-13
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2018-11-09	2021-09-13
	RO	Asset management	2018-11-09	2021-09-13
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2018-10-12	2021-09-13
HGNH International Securities Co., Limited	Rep	Dealing in securities	2016-10-26	2017-08-10
HGNH International Asset Management Co., Limited	Rep	Asset management	2015-05-21	2017-08-10
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2014-05-16	2017-08-10
HGNH International Securities Co., Limited	RO	Dealing in securities	2014-01-08	2016-10-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.