Personnel SFC Licences and HKMA Registrations (ID 2191735)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2023-05-15	-
	Rep	Advising on securities	2023-05-15	-
	Rep	Dealing in securities	2023-05-15	-
Harvest Global Capital Investments Limited	Rep	Advising on securities	2021-04-27	2023-01-18
	Rep	Asset management	2021-04-27	2023-01-18
	Rep	Dealing in securities	2021-04-27	2023-01-18
MVision Private Equity Advisers Asia Limited	RO	Advising on securities	2014-09-29	2020-09-25
	RO	Dealing in securities	2014-09-29	2020-09-25
	Rep	Advising on securities	2014-08-05	2014-09-29
	Rep	Dealing in securities	2014-08-05	2014-09-29
Sumitomo Mitsui Trust (Hong Kong) Limited	Rep	Advising on securities	2014-01-07	2014-06-20
	Rep	Asset management	2014-01-07	2014-06-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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