Personnel SFC Licences and HKMA Registrations (ID 2193822)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2019-01-18	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2019-01-18	-
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Advising on securities	2014-01-10	2018-11-30
	Rep	Asset management	2014-01-10	2018-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.