Personnel Hong Kong SFC License Details (ID 2193824)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2017-03-29	-
	Rep	Dealing in securities	2017-03-29	-
	Rep	Advising on securities	2016-05-10	2016-10-28
	Rep	Dealing in securities	2016-05-10	2016-10-28
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-01-13	2016-04-07