| Wah Chit Global Capital Limited | RO | Advising on securities | 2026-08-27 | - |
| RO | Asset management | 2026-08-27 | - |
| Kietex Capital Limited | Rep | Advising on securities | 2024-03-18 | 2026-07-31 |
| Rep | Asset management | 2024-03-18 | 2026-07-31 |
| Yan Yun Family Office (HK) Limited | Rep | Advising on securities | 2022-12-01 | 2024-02-29 |
| Rep | Asset management | 2022-12-01 | 2024-02-29 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-08-06 | 2016-06-27 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-06 | 2016-06-27 |
| GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2014-10-07 | 2015-07-10 |
| Rep | Dealing in securities | 2014-10-07 | 2015-07-10 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-01-13 | 2014-09-25 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-13 | 2014-09-25 |