Personnel Hong Kong SFC License Details (ID 2193840)

Personnel Hong Kong SFC License Details (ID 2193840)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2021-12-03	2022-09-01
	Rep	Advising on securities	2021-12-03	2022-09-01
	Rep	Asset management	2021-12-03	2022-09-01
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2021-02-17	2025-05-21
	Rep	Advising on securities	2021-02-17	2025-05-21
	Rep	Asset management	2021-02-17	2025-05-21
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2021-02-17	2025-05-21
	Rep	Asset management	2021-02-17	2025-05-21
	Rep	Dealing in securities	2021-02-17	2025-05-21
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2017-09-28	2020-11-26
IPP Financial Advisers Limited	Rep	Advising on securities	2014-01-13	2014-02-28
	Rep	Dealing in securities	2014-01-13	2014-02-28