Booth, Alexander Robert

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2025-02-25	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2025-02-25	-
	Rep	Dealing in securities	2025-02-25	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2022-11-23	2024-11-29
	Rep	Dealing in securities	2022-11-23	2024-11-29
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2020-07-20	2022-08-26
	Rep	Advising on securities	2020-07-20	2022-08-26
	Rep	Dealing in securities	2014-01-13	2022-08-26
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2014-01-13	2022-08-26
	Rep	Dealing in futures contracts	2014-01-13	2022-08-26
	Rep	Dealing in securities	2014-01-13	2022-08-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.