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Tam, Kenneth Ka Wai 譚家維 Hong Kong SFC License Details (ID 2194501)
Tam, Kenneth Ka Wai 譚家維
SFC ID:
BCS202
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ALPS CAPITAL MANAGEMENT LIMITED
Rep
Advising on securities
2014-01-14
2017-04-29
Rep
Asset management
2014-01-14
2017-04-29
Rep
Dealing in securities
2014-01-14
2017-04-29