Personnel Hong Kong SFC License Details (ID 2195287)

Personnel Hong Kong SFC License Details (ID 2195287)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2016-04-01	2016-05-05
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2016-04-01	2016-05-05
	Rep	Asset management	2016-04-01	2016-05-05
	Rep	Dealing in securities	2016-04-01	2016-05-05
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2014-08-29	2015-06-28
	Rep	Asset management	2014-06-05	2015-06-28
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2014-01-15	2014-08-20
	Rep	Dealing in securities	2014-01-15	2015-01-15