Personnel Hong Kong SFC License Details (ID 2195290)

Personnel Hong Kong SFC License Details (ID 2195290)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	RO	Advising on securities	2024-08-26	-
	RO	Dealing in securities	2024-08-26	-
	Rep	Advising on securities	2024-06-20	2024-08-26
	Rep	Dealing in securities	2024-06-20	2024-08-26
Amundi Hong Kong Limited	Rep	Advising on securities	2018-11-15	2024-04-30
	Rep	Asset management	2018-11-15	2024-04-30
	Rep	Dealing in securities	2018-11-15	2024-04-30
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2016-01-14	2018-10-31
	Rep	Asset management	2016-01-14	2018-10-31
	Rep	Dealing in securities	2016-01-14	2018-10-31
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2016-01-14	2018-10-31
	Rep	Asset management	2016-01-14	2018-10-31
	Rep	Dealing in securities	2016-01-14	2018-10-31
Manulife Investment Management (Hong Kong) Limited	RO	Dealing in securities	2014-01-15	2015-12-31