Personnel SFC Licences and HKMA Registrations (ID 2195296)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-11-09	-
Imperium International Asset Management Limited	Rep	Advising on securities	2014-01-15	2015-03-06
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-01-15	2017-10-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.