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Personnel Hong Kong SFC License Details (ID 2195998)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES HONG KONG LIMITED
Rep
Advising on corporate finance
2019-02-28
2021-01-15
Rep
Advising on corporate finance
2016-10-06
2016-12-09
Rep
Advising on corporate finance
2014-01-16
2016-09-15