Personnel SFC Licences and HKMA Registrations (ID 2196883)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lucion International Asset Management Limited	RO	Advising on securities	2022-11-25	-
	RO	Asset management	2022-11-25	-
Standard Perpetual Securities Limited	RO	Dealing in securities	2020-01-09	2021-07-30
Gulf Line Capital Advisors Limited	RO	Advising on securities	2019-10-11	2021-07-08
	RO	Asset management	2019-10-11	2021-07-08
Standard Perpetual Securities Limited	Rep	Dealing in securities	2018-07-04	2020-01-09
Gulf Line Capital Advisors Limited	Rep	Advising on securities	2016-05-19	2019-10-11
	Rep	Asset management	2016-05-19	2019-10-11
OnePlatform Asset Management Limited	Rep	Dealing in securities	2014-01-17	2015-08-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.