Personnel SFC Licences and HKMA Registrations (ID 21975361)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Advising on securities	2026-03-10	-
	Rep	Dealing in securities	2026-03-10	-
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2020-05-27	2021-09-21
	Rep	Asset management	2019-08-01	2021-09-21
	Rep	Advising on securities	2019-07-18	2021-09-21
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2018-08-13	2019-06-21
	Rep	Dealing in securities	2018-08-13	2019-06-21
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2018-08-13	2019-06-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.