Personnel SFC Licences and HKMA Registrations (ID 21975702)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED	Rep	Advising on securities	2021-09-20	-
	Rep	Asset management	2021-09-20	-
	Rep	Dealing in securities	2021-09-20	-
SPDB International Capital Limited	Rep	Advising on corporate finance	2021-04-19	2021-06-30
	Rep	Dealing in securities	2021-03-25	2021-06-30
COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED	Rep	Advising on securities	2018-08-13	2021-02-05
	Rep	Asset management	2018-08-13	2021-02-05
	Rep	Dealing in securities	2018-08-13	2021-02-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.