| ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2026-09-03 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2026-09-03 | - |
| RO | Dealing in securities | 2026-09-03 | - |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-02-25 | 2026-09-03 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2022-02-25 | 2026-09-03 |
| Rep | Dealing in securities | 2022-02-25 | 2026-09-03 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-11-10 | 2022-02-09 |
| Rep | Dealing in futures contracts | 2021-11-10 | 2022-02-09 |
| Rep | Dealing in securities | 2021-11-10 | 2022-02-09 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Dealing in securities | 2021-04-13 | 2021-07-23 |
| Rep | Advising on securities | 2018-04-16 | 2021-07-23 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-03-13 | 2021-07-23 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-28 | 2021-04-13 |
| Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2015-04-20 | 2016-08-26 |
| Rep | Advising on securities | 2015-04-20 | 2016-08-26 |
| Rep | Dealing in securities | 2014-01-21 | 2016-08-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-01-21 | 2016-08-26 |