| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Advising on securities | 2026-01-22 | - |
| RO | Asset management | 2026-01-22 | - |
| RO | Advising on futures contracts | 2025-06-25 | - |
| RO | Dealing in futures contracts | 2025-06-25 | - |
| Rep | Advising on securities | 2024-11-26 | 2026-01-22 |
| Rep | Asset management | 2024-11-26 | 2026-01-22 |
| DA YUE Financial Group Limited | RO | Advising on futures contracts | 2021-04-09 | 2024-03-04 |
| RO | Dealing in futures contracts | 2021-04-09 | 2024-03-04 |
| GUODU FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2018-06-14 | 2021-03-29 |
| RO | Dealing in futures contracts | 2018-06-14 | 2021-03-29 |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-06-14 | 2021-03-29 |
| GUODU FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-06-01 | 2018-06-14 |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-06-01 | 2021-03-29 |
| Donghai International Futures (Hong Kong) Limited | RO | Dealing in futures contracts | 2017-03-07 | 2018-05-11 |
| Donghai International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-01-20 | 2018-05-11 |
| Donghai International Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-08-12 | 2017-03-07 |
| ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2016-06-28 | 2016-07-14 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-01-22 | 2016-06-11 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-01-22 | 2016-06-11 |