Personnel Hong Kong SFC License Details (ID 2199499)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-06-25	2022-07-27
	Rep	Dealing in securities	2018-06-25	2022-07-27
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on futures contracts	2014-01-23	2015-10-27
	Rep	Advising on securities	2014-01-23	2015-10-27
	Rep	Dealing in futures contracts	2014-01-23	2015-10-27
	Rep	Dealing in securities	2014-01-23	2015-10-27