Personnel Hong Kong SFC License Details (ID 2200248)

Personnel Hong Kong SFC License Details (ID 2200248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSC SECURITIES (HK) LIMITED	Rep	Advising on securities	2024-03-27	-
	Rep	Dealing in securities	2024-03-27	-
RAYS Capital Partners Limited	Rep	Asset management	2020-06-19	2023-01-11
	Rep	Advising on securities	2020-06-10	2023-01-11
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2015-06-15	2020-05-15
	Rep	Dealing in securities	2015-06-15	2020-05-15
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-04-25	2015-04-09
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2014-01-24	2014-04-07