Personnel SFC Licences and HKMA Registrations (ID 2200641)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2023-04-25	-
	Rep	Dealing in futures contracts	2021-03-25	-
	Rep	Dealing in securities	2021-03-25	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-05-21	2021-03-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-05-21	2021-03-03
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2019-12-30	2020-05-03
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-03-20	2020-05-03
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2018-03-20	2020-05-03
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-03-20	2020-05-03
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2018-03-20	2020-05-03
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2018-03-20	2020-05-03
Mason Securities Limited	Rep	Dealing in securities	2014-01-27	2015-07-16
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-01-27	2015-07-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.