Personnel Hong Kong SFC License Details (ID 22014967)

Personnel Hong Kong SFC License Details (ID 22014967)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2023-09-01	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2023-09-01	-
	Rep	Dealing in futures contracts	2023-09-01	-
	Rep	Dealing in securities	2023-09-01	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2020-10-16	2023-06-29
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2020-10-16	2023-06-29
	Rep	Dealing in securities	2020-10-16	2023-06-29
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2018-08-15	2019-12-20