Personnel SFC Licences and HKMA Registrations (ID 2201783)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2022-06-22	-
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2022-04-14	-
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2022-02-18	-
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2020-03-23	2022-02-04
	Rep	Leveraged foreign exchange trading	2014-01-29	2022-02-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.