Personnel SFC Licences and HKMA Registrations (ID 22019476)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2025-05-09	-
	Rep	Dealing in securities	2025-05-09	-
ASTRAPTO CAPITAL PARTNERS (HK) LIMITED	Rep	Asset management	2022-04-12	2024-07-26
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2018-08-16	2021-09-17
	Rep	Advising on securities	2018-08-16	2021-09-17
	Rep	Dealing in securities	2018-08-16	2021-09-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.