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Collis, Richard Mark Hong Kong SFC License Details (ID 2202236)
Collis, Richard Mark
SFC ID:
BCU735
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BNY Mellon Investment Management Hong Kong Limited
Rep
Advising on securities
2014-01-30
2015-06-02
Rep
Dealing in securities
2014-01-30
2015-06-02