Personnel Hong Kong SFC License Details (ID 2202239)

Personnel Hong Kong SFC License Details (ID 2202239)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2021-04-09	-
	Rep	Dealing in futures contracts	2021-04-09	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-04-09	-
	Rep	Dealing in securities	2021-04-09	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-07-15	2021-03-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-01-30	2021-03-05
	Rep	Dealing in securities	2014-01-30	2021-03-05
iBest Consultants Limited	Rep	Advising on securities	2014-01-30	2018-12-17
	Rep	Dealing in securities	2014-01-30	2018-12-17