Personnel Hong Kong SFC License Details (ID 2202245)

Personnel Hong Kong SFC License Details (ID 2202245)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sunshine Asset Management (HK) Limited	RO	Advising on securities	2023-03-31	2025-06-02
	RO	Asset management	2023-03-31	2025-06-02
A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-08-03	2022-01-17
	RO	Asset management	2021-08-03	2022-01-17
	RO	Dealing in securities	2021-08-03	2022-01-17
Finloop Finance Limited	RO	Dealing in securities	2020-05-14	2020-07-21
	RO	Advising on securities	2019-05-28	2020-07-21
	RO	Asset management	2019-05-28	2020-07-21
	Rep	Advising on securities	2019-05-16	2019-05-28
	Rep	Asset management	2019-05-16	2019-05-28
CTI Capital Hong Kong Limited	RO	Advising on securities	2016-10-12	2018-11-15
	RO	Asset management	2016-10-12	2018-11-15
	Rep	Dealing in securities	2016-10-12	2018-11-15
Pine Star Asset Management Limited	RO	Advising on securities	2014-01-30	2015-01-04
	RO	Asset management	2014-01-30	2015-01-04