Personnel Hong Kong SFC License Details (ID 2203976)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Quarter Moon Asset Management Limited	RO	Advising on securities	2023-06-29	2026-02-28
	RO	Asset management	2023-06-29	2026-02-28
	Rep	Advising on securities	2023-06-01	2023-06-29
	Rep	Asset management	2023-06-01	2023-06-29
MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	RO	Asset management	2022-03-31	2023-05-31
MONEY CONCEPTS ASSET MANAGEMENT LIMITED	RO	Asset management	2022-03-31	2023-05-31
MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	RO	Advising on securities	2022-02-23	2023-05-31
	RO	Dealing in securities	2022-02-23	2023-05-31
MONEY CONCEPTS ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-02-23	2023-05-31
	RO	Dealing in securities	2022-02-23	2023-05-31
Tongjin Securities Limited	RO	Advising on securities	2020-07-14	2021-10-29
	RO	Dealing in securities	2020-07-14	2021-10-29
	Rep	Advising on securities	2020-05-08	2020-07-14
	Rep	Dealing in securities	2020-05-08	2020-07-14
INTEGRITY CONSTRUCTION &AMP; DEVELOPMENT SECURITIES GROUP LIMITED	RO	Advising on securities	2019-05-24	2020-02-12
	RO	Dealing in securities	2019-05-24	2020-02-12
QUEST STOCKBROKERS (HK) LIMITED	RO	Dealing in securities	2018-06-05	2019-04-24
	Rep	Dealing in securities	2018-04-17	2018-06-05
RICHE BRIGHT SECURITIES LIMITED	RO	Dealing in securities	2017-01-17	2018-04-08
	Rep	Dealing in securities	2014-02-07	2017-01-17