| GREATER CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2018-09-12 | 2023-11-30 |
| Rich Bay Securities Limited | Rep | Dealing in securities | 2017-10-10 | 2018-08-18 |
| GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2017-03-23 | 2017-07-04 |
| Rep | Dealing in securities | 2017-03-23 | 2017-07-04 |
| Rifa Futures Limited | Rep | Dealing in futures contracts | 2016-09-21 | 2017-03-02 |
| Rifa Securities Limited | Rep | Dealing in securities | 2016-09-21 | 2017-03-02 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-06-18 | 2016-09-07 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-06-18 | 2016-09-07 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-10-16 | 2014-11-25 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2014-10-16 | 2014-11-25 |
| Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2014-02-07 | 2014-05-01 |
| Gong Ping Securities Limited | Rep | Dealing in securities | 2014-02-07 | 2014-05-01 |