Personnel Hong Kong SFC License Details (ID 2203979)

Personnel Hong Kong SFC License Details (ID 2203979)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2023-01-11	2025-10-14
	Rep	Dealing in securities	2023-01-11	2025-10-14
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2021-04-09	2025-10-14
	Rep	Dealing in securities	2021-04-09	2025-10-14
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2017-09-29	2025-10-14
	Rep	Dealing in futures contracts	2017-09-29	2025-10-14
	Rep	Dealing in securities	2017-09-29	2025-10-14
TULLETT PREBON (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-02-07	2017-06-30
	Rep	Dealing in securities	2014-02-07	2017-06-30